CFTC’s Divisions of Market Oversight and Swap Dealer and Intermediary Oversight Provide Conditional No-Action Relief with Respect to Swaps Trading on Multilateral Trading Facilities Overseen by Authorities Designated by European Union Member States Other enforcement

CFTC release 6910-14 · 2014-04-10 · view on cftc.gov ↗

Key facts

Release number: 6910-14
Release date: 2014-04-10
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6910-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.