# CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to GTX SEF, LLC

> CFTC release 6911-14 · 2014-04-18 · **Registration / supervisory violation** · ENFORCEMENT

## Key facts

- **Release number:** 6911-14
- **Release date:** 2014-04-18
- **Type:** Registration / supervisory violation
- **Title:** CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to GTX SEF, LLC
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6911-14

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6911-14, "CFTC Issues Notice of Temporary Registration as a Swap Execution Facility to GTX SEF, LLC", 2014-04-18. Retrieved via AI Analytics 2026-07-01 from https://api.ai-analytics.org/cftc-action/6911-14.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*