# CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited

> CFTC release 6922-14 · 2014-05-08 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 6922-14
- **Release date:** 2014-05-08
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6922-14

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6922-14, "CFTC’s Division of Clearing and Risk Issues No-Action Letter for OTC Clearing Hong Kong Limited", 2014-05-08. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/6922-14.

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