CFTC’s Division of Clearing and Risk Issues No-Action Letter for Korea Exchange, Inc. Other enforcement

CFTC release 6954-14 · 2014-06-27 · view on cftc.gov ↗

Key facts

Release number
6954-14
Release date
2014-06-27
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/6954-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.