CFTC Staff Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations Other enforcement

CFTC release 6958-14 · 2014-07-02 · view on cftc.gov ↗

Key facts

Release number: 6958-14
Release date: 2014-07-02
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6958-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.