CFTC’s Division of Market Oversight Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited Other enforcement

CFTC release 6976-14 · 2014-08-12 · view on cftc.gov ↗

Key facts

Release number: 6976-14
Release date: 2014-08-12
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/6976-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.