# CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant

> CFTC release 6992-14 · 2014-09-10 · **Settlement** · ENFORCEMENT

## Key facts

- **Release number:** 6992-14
- **Release date:** 2014-09-10
- **Type:** Settlement
- **Title:** CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/6992-14

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 6992-14, "CFTC Orders Zulutrade Inc. to Pay $150,000 Penalty and Disgorge Profits of $80,000 to Settle Charges of Failure to Supervise Activities Relating to Its Business as a CFTC Registrant", 2014-09-10. Retrieved via AI Analytics 2026-05-21 from https://api.ai-analytics.org/cftc-action/6992-14.

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