# FXDirectDealer, LLC Ordered to Pay $600,000 Civil Monetary Penalty and to Comply with Three-Year Registration Ban as FCM or RFED for Violating Minimum Financial Requirements and a Prior CFTC Order

> CFTC release 7009-14 · 2014-09-25 · **Registration / supervisory violation** · ENFORCEMENT

## Key facts

- **Release number:** 7009-14
- **Release date:** 2014-09-25
- **Type:** Registration / supervisory violation
- **Title:** FXDirectDealer, LLC Ordered to Pay $600,000 Civil Monetary Penalty and to Comply with Three-Year Registration Ban as FCM or RFED for Violating Minimum Financial Requirements and a Prior CFTC Order
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7009-14

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7009-14, "FXDirectDealer, LLC Ordered to Pay $600,000 Civil Monetary Penalty and to Comply with Three-Year Registration Ban as FCM or RFED for Violating Minimum Financial Requirements and a Prior CFTC Order", 2014-09-25. Retrieved via AI Analytics 2026-07-03 from https://api.ai-analytics.org/cftc-action/7009-14.

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