Division of Swap Dealer and Intermediary Oversight Announces that Swap Dealers and Major Swap Participants May Furnish Risk Exposure Reports to the Commission through WinJammer Other enforcement

CFTC release 7015-14 · 2014-09-30 · view on cftc.gov ↗

Key facts

Release number: 7015-14
Release date: 2014-09-30
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7015-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.