CFTC Staff Issues Interpretation Regarding Notification and Reporting Requirements Applicable with Respect to Uncleared Swap Transactions Other enforcement

CFTC release 7049-14 · 2014-11-01 · view on cftc.gov ↗

Key facts

Release number: 7049-14
Release date: 2014-11-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7049-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.