CFTC Sanctions Rosenthal Collins Group for Supervision Violations Other enforcement

CFTC release 7057-14 · 2014-11-14 · view on cftc.gov ↗

Key facts

Release number
7057-14
Release date
2014-11-14
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7057-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.