CFTC Staff Issues Advisory and Time-Limited No-Action Position Regarding the CCO Annual Report Other enforcement

CFTC release 7090-14 · 2014-12-23 · view on cftc.gov ↗

Key facts

Release number
7090-14
Release date
2014-12-23
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7090-14

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.