# Division of Swap Dealer and Intermediary Oversight Announces that Swap Dealers and Major Swap Participants May Furnish Chief Compliance Officer Annual Reports to the Commission through WinJammer

> CFTC release 7110-15 · 2015-01-24 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7110-15
- **Release date:** 2015-01-24
- **Type:** Other enforcement
- **Title:** Division of Swap Dealer and Intermediary Oversight Announces that Swap Dealers and Major Swap Participants May Furnish Chief Compliance Officer Annual Reports to the Commission through WinJammer
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7110-15

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7110-15, "Division of Swap Dealer and Intermediary Oversight Announces that Swap Dealers and Major Swap Participants May Furnish Chief Compliance Officer Annual Reports to the Commission through WinJammer", 2015-01-24. Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/cftc-action/7110-15.

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