Federal Court Orders U.S. Bank National Association to Pay $18 Million to Peregrine Customers Other enforcement

CFTC release 7116-15 · 2015-02-05 · view on cftc.gov ↗

Key facts

Release number
7116-15
Release date
2015-02-05
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7116-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.