CFTC Charges Florida Resident Dorian A. Garcia and his Companies, DG Wealth Management, Macroquantum Capital LLC, and UKUSA Currency Fund LP with Fraud and Registration Violations Fraud

CFTC release 7155-15 · 2015-04-21 · view on cftc.gov ↗

Key facts

Release number: 7155-15
Release date: 2015-04-21
Type: Fraud
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7155-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.