CFTC’s Division of Market Oversight Issues Guidance for Swap Execution Facilities on the Calculation of Projected Operating Costs Other enforcement

CFTC release 7160-15 · 2015-04-24 · view on cftc.gov ↗

Key facts

Release number
7160-15
Release date
2015-04-24
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7160-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.