# CFTC Staff Announces it is Issuing No-Action Relief from Introducing Broker and Commodity Trading Advisor Registration to Persons Located Outside the United States Engaged in Activities on behalf of Customers that are International Financial Institutions

> CFTC release 7184-15 · 2015-06-06 · **Registration / supervisory violation** · ENFORCEMENT

## Key facts

- **Release number:** 7184-15
- **Release date:** 2015-06-06
- **Type:** Registration / supervisory violation
- **Title:** CFTC Staff Announces it is Issuing No-Action Relief from Introducing Broker and Commodity Trading Advisor Registration to Persons Located Outside the United States Engaged in Activities on behalf of Customers that are International Financial Institutions
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7184-15

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7184-15, "CFTC Staff Announces it is Issuing No-Action Relief from Introducing Broker and Commodity Trading Advisor Registration to Persons Located Outside the United States Engaged in Activities on behalf of Customers that are International Financial Institutions", 2015-06-06. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/7184-15.

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