# CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a Letter to Certain Registered Commodity Trading Advisors Exempting them from Filing Form CTA-PR

> CFTC release 7202-15 · 2015-07-24 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7202-15
- **Release date:** 2015-07-24
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a Letter to Certain Registered Commodity Trading Advisors Exempting them from Filing Form CTA-PR
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7202-15

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7202-15, "CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a Letter to Certain Registered Commodity Trading Advisors Exempting them from Filing Form CTA-PR", 2015-07-24. Retrieved via AI Analytics 2026-05-21 from https://api.ai-analytics.org/cftc-action/7202-15.

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