CFTC Chairman Massad Announces the Appointment of Eileen T. Flaherty as Director of the Division of Swap Dealer and Intermediary Oversight Other enforcement

CFTC release 7203-15 · 2015-07-25 · view on cftc.gov ↗

Key facts

Release number: 7203-15
Release date: 2015-07-25
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7203-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.