# CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision Failures

> CFTC release 7209-15 · 2015-08-07 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7209-15
- **Release date:** 2015-08-07
- **Type:** Other enforcement
- **Title:** CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7209-15

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7209-15, "CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision Failures", 2015-08-07. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/7209-15.

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