Federal Court in Illinois Orders Former Sentinel Management Group, Inc. Senior Vice President Charles K. Mosley to Pay More than $2 Million for Misusing Customer Funds Other enforcement

CFTC release 7217-15 · 2015-08-26 · view on cftc.gov ↗

Key facts

Release number: 7217-15
Release date: 2015-08-26
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7217-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.