CFTC Issues Orders of Foreign Board of Trade Registration to Permit Direct Access for ICE Futures Canada, Inc. and Montréal Exchange Inc. Registration / supervisory violation

CFTC release 7218-15 · 2015-08-27 · view on cftc.gov ↗

Key facts

Release number: 7218-15
Release date: 2015-08-27
Type: Registration / supervisory violation
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7218-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.