CFTC Orders Forex Capital Markets, LLC to Pay More Than $843,000 for Supervision and Record-Production Violations and for Violating a Previous Commission Order Other enforcement

CFTC release 7222-15 · 2015-09-09 · view on cftc.gov ↗

Key facts

Release number: 7222-15
Release date: 2015-09-09
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7222-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.