# CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations

> CFTC release 7250-15 · 2015-09-30 · **Registration / supervisory violation** · ENFORCEMENT

## Key facts

- **Release number:** 7250-15
- **Release date:** 2015-09-30
- **Type:** Registration / supervisory violation
- **Title:** CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7250-15

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7250-15, "CFTC Charges Florida Resident Todd Owen Marshall and His Companies Harvard Assets LLC, London Assets Inc., and Harvard International Trading, Inc. with Engaging in Illegal, Off-Exchange Precious Metals Transactions and Registration Violations", 2015-09-30. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/7250-15.

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