CFTC Issues Order of Exemption from Registration as a Derivatives Clearing Organization to Japan Securities Clearing Corporation Registration / supervisory violation

CFTC release 7269-15 · 2015-10-27 · view on cftc.gov ↗

Key facts

Release number: 7269-15
Release date: 2015-10-27
Type: Registration / supervisory violation
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7269-15

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.