# CFTC Issues Order Delegating to the National Futures Association Certain Functions Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants

> CFTC release 7309-16 · 2016-01-15 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7309-16
- **Release date:** 2016-01-15
- **Type:** Other enforcement
- **Title:** CFTC Issues Order Delegating to the National Futures Association Certain Functions Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7309-16

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7309-16, "CFTC Issues Order Delegating to the National Futures Association Certain Functions Related to Notices of Swap Valuation Disputes Filed by Swap Dealers and Major Swap Participants", 2016-01-15. Retrieved via AI Analytics 2026-07-01 from https://api.ai-analytics.org/cftc-action/7309-16.

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