# CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai Clearing House

> CFTC release 7378-16 · 2016-06-01 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7378-16
- **Release date:** 2016-06-01
- **Type:** Other enforcement
- **Title:** CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai Clearing House
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7378-16

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7378-16, "CFTC’s Division of Clearing and Risk Issues No-Action Letter for Shanghai Clearing House", 2016-06-01. Retrieved via AI Analytics 2026-07-07 from https://api.ai-analytics.org/cftc-action/7378-16.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*