# CFTC Charges Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Entities with Fraud, Misappropriation, Failing to Register with the CFTC, and Making Misrepresentations to the NFA

> CFTC release 7398-16 · 2016-06-29 · **Fraud** · ENFORCEMENT

## Key facts

- **Release number:** 7398-16
- **Release date:** 2016-06-29
- **Type:** Fraud
- **Title:** CFTC Charges Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Entities with Fraud, Misappropriation, Failing to Register with the CFTC, and Making Misrepresentations to the NFA
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7398-16

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7398-16, "CFTC Charges Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based Entities with Fraud, Misappropriation, Failing to Register with the CFTC, and Making Misrepresentations to the NFA", 2016-06-29. Retrieved via AI Analytics 2026-07-03 from https://api.ai-analytics.org/cftc-action/7398-16.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*