CFTC Orders Barclays Capital, Inc. to Pay $800,000 for Supervision Failures Other enforcement

CFTC release 7419-16 · 2016-08-05 · view on cftc.gov ↗

Key facts

Release number
7419-16
Release date
2016-08-05
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7419-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.