CFTC Staff Announces that Yieldbroker Pty Limited Qualifies for No-Action Relief in Connection with CFTC No-Action Letter No. 15-29 Other enforcement

CFTC release 7445-16 · 2016-09-15 · view on cftc.gov ↗

Key facts

Release number: 7445-16
Release date: 2016-09-15
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7445-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.