CFTC Orders United Kingdom-Based Barclays Bank PLC to Pay $500,000 for Recordkeeping Violations Other enforcement

CFTC release 7452-16 · 2016-09-23 · view on cftc.gov ↗

Key facts

Release number
7452-16
Release date
2016-09-23
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7452-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.