# CFTC Orders Advanced Trading Workshop, Inc. of Jamesville, New York, to Pay a Total of $940,000 in Disgorgement and a Civil Monetary Penalty for Solicitation Fraud and Failure to Register

> CFTC release 7453-16 · 2016-09-28 · **Fraud** · ENFORCEMENT

## Key facts

- **Release number:** 7453-16
- **Release date:** 2016-09-28
- **Type:** Fraud
- **Title:** CFTC Orders Advanced Trading Workshop, Inc. of Jamesville, New York, to Pay a Total of $940,000 in Disgorgement and a Civil Monetary Penalty for Solicitation Fraud and Failure to Register
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7453-16

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7453-16, "CFTC Orders Advanced Trading Workshop, Inc. of Jamesville, New York, to Pay a Total of $940,000 in Disgorgement and a Civil Monetary Penalty for Solicitation Fraud and Failure to Register", 2016-09-28. Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/cftc-action/7453-16.

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