# CFTC Charges Introducing Broker eFloorTrade, LLC and its Principal John Moore with Recordkeeping and Supervision Failures and Charges Moore for his False and Misleading Statements to the CFTC

> CFTC release 7458-16 · 2016-09-29 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7458-16
- **Release date:** 2016-09-29
- **Type:** Other enforcement
- **Title:** CFTC Charges Introducing Broker eFloorTrade, LLC and its Principal John Moore with Recordkeeping and Supervision Failures and Charges Moore for his False and Misleading Statements to the CFTC
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7458-16

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7458-16, "CFTC Charges Introducing Broker eFloorTrade, LLC and its Principal John Moore with Recordkeeping and Supervision Failures and Charges Moore for his False and Misleading Statements to the CFTC", 2016-09-29. Retrieved via AI Analytics 2026-07-17 from https://api.ai-analytics.org/cftc-action/7458-16.

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