CFTC Staff Issues Results of Supervisory Stress Test of Clearinghouses Other enforcement

CFTC release 7483-16 · 2016-11-17 · view on cftc.gov ↗

Key facts

Release number
7483-16
Release date
2016-11-17
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7483-16

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.