# CFTC Staff Issues Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing with Derivatives Clearing Organizations Acting under Exemptive Orders or No-Action Relief

> CFTC release 7501-16 · 2016-12-20 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7501-16
- **Release date:** 2016-12-20
- **Type:** Other enforcement
- **Title:** CFTC Staff Issues Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing with Derivatives Clearing Organizations Acting under Exemptive Orders or No-Action Relief
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7501-16

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7501-16, "CFTC Staff Issues Time-Limited No-Action Relief for Entities Submitting Swaps for Clearing with Derivatives Clearing Organizations Acting under Exemptive Orders or No-Action Relief", 2016-12-20. Retrieved via AI Analytics 2026-07-10 from https://api.ai-analytics.org/cftc-action/7501-16.

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