CFTC Orders CNCGC Hong Kong Ltd. to Pay a $150,000 Penalty for Call Cotton Reporting Violations Other enforcement

CFTC release 7515-17 · 2017-01-17 · view on cftc.gov ↗

Key facts

Release number
7515-17
Release date
2017-01-17
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7515-17

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.