CFTC Charges Florida Residents Anthony J. Klatch II and Lindsey Heim, along with their Company Assurance Capital Management, LLC, with Fraud and Misappropriation Fraud

CFTC release 7524-17 · 2017-01-27 · view on cftc.gov ↗

Key facts

Release number: 7524-17
Release date: 2017-01-27
Type: Fraud
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7524-17

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.