# Federal Court in North Carolina Orders Tracy Lee Thomas and His Company, Marbury Advisors Inc., to Pay More than $4.4 Million for Fraudulently Soliciting Customers

> CFTC release 7579-17 · 2017-06-29 · **Fraud** · ENFORCEMENT

## Key facts

- **Release number:** 7579-17
- **Release date:** 2017-06-29
- **Type:** Fraud
- **Title:** Federal Court in North Carolina Orders Tracy Lee Thomas and His Company, Marbury Advisors Inc., to Pay More than $4.4 Million for Fraudulently Soliciting Customers
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7579-17

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7579-17, "Federal Court in North Carolina Orders Tracy Lee Thomas and His Company, Marbury Advisors Inc., to Pay More than $4.4 Million for Fraudulently Soliciting Customers", 2017-06-29. Retrieved via AI Analytics 2026-07-05 from https://api.ai-analytics.org/cftc-action/7579-17.

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