CFTC Chairman Giancarlo Appoints Matthew B. Kulkin as Director of the Division of Swap Dealer and Intermediary Oversight Other enforcement

CFTC release 7613-17 · 2017-09-21 · view on cftc.gov ↗

Key facts

Release number
7613-17
Release date
2017-09-21
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7613-17

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.