# CFTC Orders Citibank, N.A. and London-based Citigroup Global Markets Limited to Pay a $550,000 Penalty for Swap Data Reporting Violations Involving Legal Entity Identifier Information and Related Supervision Failures

> CFTC release 7616-17 · 2017-09-26 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7616-17
- **Release date:** 2017-09-26
- **Type:** Other enforcement
- **Title:** CFTC Orders Citibank, N.A. and London-based Citigroup Global Markets Limited to Pay a $550,000 Penalty for Swap Data Reporting Violations Involving Legal Entity Identifier Information and Related Supervision Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7616-17

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7616-17, "CFTC Orders Citibank, N.A. and London-based Citigroup Global Markets Limited to Pay a $550,000 Penalty for Swap Data Reporting Violations Involving Legal Entity Identifier Information and Related Supervision Failures", 2017-09-26. Retrieved via AI Analytics 2026-07-14 from https://api.ai-analytics.org/cftc-action/7616-17.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*