CFTC Issues Order Extending Current Swap Dealer De Minimis Threshold to December 2019 Other enforcement

CFTC release 7632-17 · 2017-10-26 · view on cftc.gov ↗

Key facts

Release number
7632-17
Release date
2017-10-26
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/7632-17

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.