# CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports

> CFTC release 7638-17 · 2017-11-02 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7638-17
- **Release date:** 2017-11-02
- **Type:** Other enforcement
- **Title:** CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7638-17

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7638-17, "CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports", 2017-11-02. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/7638-17.

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