CFTC Orders INTL FCStone Financial Inc. and FCStone Merchant Services LLC to Pay Penalty for Unlawful Exchange for Related Position Transactions Other enforcement

CFTC release 7644-17 · 2017-11-14 · view on cftc.gov ↗

Key facts

Release number: 7644-17
Release date: 2017-11-14
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7644-17

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.