CFTC Issues Proposed Exemptive Order to Permit ICE Clear Credit, ICE Clear US, and ICE Clear Europe to Invest Customer Funds in French and German Sovereign Debt Other enforcement

CFTC release 7658-17 · 2017-12-12 · view on cftc.gov ↗

Key facts

Release number: 7658-17
Release date: 2017-12-12
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7658-17

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.