CFTC Orders AMP Global Clearing LLC to Pay $100,000 for Supervision Failures Related to Cybersecurity of its Customers’ Records and Information Other enforcement

CFTC release 7693-18 · 2018-02-12 · view on cftc.gov ↗

Key facts

Release number: 7693-18
Release date: 2018-02-12
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/7693-18

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.