# CFTC Orders X-Change Financial Access LLC to Pay a $150,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures

> CFTC release 7735-18 · 2018-05-29 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7735-18
- **Release date:** 2018-05-29
- **Type:** Other enforcement
- **Title:** CFTC Orders X-Change Financial Access LLC to Pay a $150,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7735-18

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7735-18, "CFTC Orders X-Change Financial Access LLC to Pay a $150,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures", 2018-05-29. Retrieved via AI Analytics 2026-06-02 from https://api.ai-analytics.org/cftc-action/7735-18.

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