# DSIO Issues Time-Limited, Conditional No-Action Relief for Excluding Certain Loan-Related Swaps from Counting toward the Swap Dealer Registration De Minimis Threshold

> CFTC release 7775-18 · 2018-08-28 · **Registration / supervisory violation** · ENFORCEMENT

## Key facts

- **Release number:** 7775-18
- **Release date:** 2018-08-28
- **Type:** Registration / supervisory violation
- **Title:** DSIO Issues Time-Limited, Conditional No-Action Relief for Excluding Certain Loan-Related Swaps from Counting toward the Swap Dealer Registration De Minimis Threshold
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7775-18

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7775-18, "DSIO Issues Time-Limited, Conditional No-Action Relief for Excluding Certain Loan-Related Swaps from Counting toward the Swap Dealer Registration De Minimis Threshold", 2018-08-28. Retrieved via AI Analytics 2026-06-24 from https://api.ai-analytics.org/cftc-action/7775-18.

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