# CFTC Orders ABN AMRO Clearing Chicago LLC to Pay a $160,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures

> CFTC release 7787-18 · 2018-09-14 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7787-18
- **Release date:** 2018-09-14
- **Type:** Other enforcement
- **Title:** CFTC Orders ABN AMRO Clearing Chicago LLC to Pay a $160,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7787-18

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7787-18, "CFTC Orders ABN AMRO Clearing Chicago LLC to Pay a $160,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures", 2018-09-14. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/7787-18.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*