# CFTC Chairman Giancarlo Congratulates SEC on Adopting Final Rules Establishing Capital Requirements for Security-Based Swap Dealers and Margin for Uncleared Security-Based Swap Transactions

> CFTC release 7941-19 · 2019-06-21 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7941-19
- **Release date:** 2019-06-21
- **Type:** Other enforcement
- **Title:** CFTC Chairman Giancarlo Congratulates SEC on Adopting Final Rules Establishing Capital Requirements for Security-Based Swap Dealers and Margin for Uncleared Security-Based Swap Transactions
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7941-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7941-19, "CFTC Chairman Giancarlo Congratulates SEC on Adopting Final Rules Establishing Capital Requirements for Security-Based Swap Dealers and Margin for Uncleared Security-Based Swap Transactions", 2019-06-21. Retrieved via AI Analytics 2026-07-03 from https://api.ai-analytics.org/cftc-action/7941-19.

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