# CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls

> CFTC release 7952-19 · 2019-06-28 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 7952-19
- **Release date:** 2019-06-28
- **Type:** Other enforcement
- **Title:** CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/7952-19

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 7952-19, "CFTC Orders Commodity Trading Firm to Pay Penalty for Wash Sales and Improve its Internal Controls", 2019-06-28. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/7952-19.

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